Introduction
NISM Series II-A Mock Test – RTA Corporate Certification | NIFM
The NISM Series II-A: Registrars and Transfer Agents (Corporate) certification is established to set a knowledge benchmark for individuals working in corporate securities services, registrar department, and back-office functions.
It provides learners with a precise overview of corporate securities issuance, transfers, servicing investors, and compliance legislation developed by SEBI and the company's corporate governance legislation.
Important Note
This mock test is purely for practice and preparation. The official NISM Series XV certification is awarded only by NISM after passing the actual exam. This course helps you prepare, but does not guarantee the certificate.
Why Apply for This Mock Test?
Comprehensive Syllabus Coverage
Master every topic — from securities issuance to investor servicing and corporate actions.
Real Exam Simulation
Timed mock tests mirror the official NISM pattern and difficulty level.
Develop Practical Knowledge
Learn how RTAs handle records, transfers, and compliance in real-world corporate scenarios.
Flexible Learning Access
Get 3 months of online access with unlimited attempts — anytime, anywhere.
Ideal for RTA & Corporate Professionals
Designed for employees and aspirants in registrar, AMC, and compliance roles.
What You’ll Learn?
-
Structure and functioning of corporate RTAs
-
Issuance, allotment, and transfer of securities
-
Corporate action processing — bonus, rights, and dividend handling
-
Investor servicing and complaint redressal mechanisms
-
Documentation, record-keeping, and KYC requirements
-
Regulatory framework under SEBI and Companies Act
-
Risk management, audit, and inspection procedures
-
Role of RTAs in ensuring compliance and data confidentiality
By completing this mock test, you’ll gain a complete command of RTA Corporate operations and the confidence to clear your NISM certification in one go.
FAQs – NISM Series II-A (RTA – Corporate) Mock Test
Q1. What is the NISM Series II-A Certification?
A: It’s a NISM certification focused on registrar and transfer agent operations in the corporate securities segment.
Q2. How will the NIFM Mock Test help me?
A: It offers 413 real exam-style questions, mock exams, and detailed explanations to strengthen your preparation.
Q3. How long do I have access to the course?
A: You’ll get 3 months of online access with unlimited practice attempts.
Q4. Are the questions based on the latest NISM syllabus?
A: Yes ?, all questions are updated according to the latest NISM Series II-A exam pattern and syllabus.
Q5. Is there negative marking in the real exam?
A: Yes. Each wrong answer carries a 25% deduction of the question’s marks
NISM Assessment Structure
Duration: 120 minutes
No. of Questions: 100
Total Marks: 100
Marks per Question: 1
Passing Score: 60% (60 marks)
Negative Marking: Yes (25% deduction per wrong answer)
Certificate Validity: 3 years
About Course
Course Requirements
Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.
Who is this Course for?
-
RTA (Corporate) Employees
-
Compliance Officers
-
Back-Office Executives
-
Corporate Secretarial Professionals
-
AMC & Depository Staff
-
Operations & Legal Executives
-
Finance Students & Graduates
-
Anyone preparing for the NISM Series II-A Certification
Course Outline
Chapter 1 : Mock Test NISM Series IIA Registrars and Transfer Agents Corporate
Student Review
Monika .
Nice one
RAGHU RAGHU
I strongly recomend NIFM MOCK TESTS because it gave me lot of confidence, improved my accuracy ,speed .I passed with 60% Marks. Thx NIFM
Rs.199* Rs.399
50% OFFThis Course includes
1 Section
E-Books in pdf(Only in Courses)
Mock Test for Practice
Final Certification Test
Certification from NIFM
Contact for Corporate Training
Enterprise training for Team
Get a Quote