Portfolio Management Services Distributors NISM Series XXI A

NISM Series XXI-A: Portfolio Management Services Distributor Training & Certification

The Portfolio Management Services (PMS) Distributors – NISM Series XXI-A Certification is a specialized because it was designed by the National Institute of Securities Markets (NISM) to standardize and advance the knowledge and practices of those who are distributing PMS products. As the PMS segment gets more traction in India’s wealth management landscape, adherence to regulations, transparency, and customer-centric service will be vital. .

This course is ideal for professionals, wealth managers of the future, distributors, and people who want to receive a certificate to legally and ethically distribute PMS products in accordance with SEBI guidelines.

What You’ll Learn:

• Fundamentals of Portfolio Management Services (PMS)

• Types of PMS: Discretionary, Non-Discretionary, and Advisory

• SEBI regulations and legal framework governing PMS

• Role and responsibilities of a PMS distributor

• Ethical practices and investor protection guidelines

• Operational aspects including KYC, documentation, and reporting

• Client suitability, risk profiling, and onboarding

• PMS distribution strategies and business development

Who Should Enroll?

This course is perfect for:

• PMS Distributors and Wealth Managers

• Financial Product Advisors and IFAs

• Bankers, Brokers, and Relationship Managers

• Finance Graduates, MBAs, and aspiring investment professionals

• Anyone planning to appear for the NISM Series XXI-A Certification Exam

Course Highlights:

• 100% coverage of the latest NISM Series XXI-A syllabus

• Designed for exam preparation and real-world application

• Easy-to-understand modules, case studies, and practical examples

• Learn compliance, regulations, and ethical distribution in-depth

• Ideal for working professionals and freshers looking to enter the wealth management domain

Certification & Career Scope:

Upon completion of this course and successfully passing the NISM Series XXI-A exam, participants will:

• Be eligible to distribute PMS products as per SEBI guidelines

• Gain credibility and recognition in the wealth management industry

• Expand their advisory services to HNI clients

• Enhance job prospects with banks, NBFCs, AMCs, and investment firms

Key Features:

• Updated study material and latest SEBI regulatory coverage

• Concept-based learning for deeper understanding

• Preparation guidance for the official NISM examination

• Ideal for both beginners and professionals in the finance sector

• Learn at your own pace with flexible online access (if applicable)

Why Choose This Course?

With the Indian wealth management space growing rapidly, PMS has become a preferred investment avenue for HNIs. Distributors must now be professionally certified and compliant to serve this niche segment effectively. This course not only prepares you for the mandatory NISM XXI-A certification but also builds your knowledge and skills to confidently distribute PMS offerings with trust and ethics.

What you will get?

Course: Videos - Yes Pre-recorded chapter vise videos ( approx 10 hours )

Language -ENGLISH

Book - Yes (Ebooks in pdf format only in english)

Mock Test - Yes (online mock test with approx 100 question answers) 

Certification - Dual certification (Certification from NIFM and preparation for NISM Series XXI-A exam)

Faculty: Mr. Ram Kumar Gupta (Sr. Faculty) (having experience of more than 15 years in financial market education)

Assessment Structure for NISM Series XXI-A Portfolio Management Services (PMS) Distributors Certification Exam:

Duration of the Exam: 120 minutes

No. of questions: 100

Total Marks: 100

Marks per question: 1

Passing score: 60%

Negative Marking: 25%

Certificate Validity: 3 years

Do you have any Queries regarding NISM Examination? Here you can speak to our experts - +91 8588868475

Recommended NISM Series Certified Courses

Here are the lists of courses you can also enroll for:

-    NISM Series X-A: Investment Adviser (Level 1) Certification Examination

-    Mock test for Investment Adviser Level 2 NISM Series X-B Certification

-    Research Analyst SEBI NISM Series XV Certification Course

-    Equity Derivative NISM Series VIII SEBI Certification course

The NISM Series XXI-A: Portfolio Management Services (PMS) Distributors Certification Course is a regulatory and knowledge-based course for individuals distributing PMS products in India. This course is approved by the Securities and Exchange Board of India (SEBI), and has been developed by the National Institute of Securities Markets (NISM), is designed to provide students with a comprehensive understanding of the PMS framework, compliance obligations, ethical distribution practices and client servicing standards.

PMS is quickly becoming a popular investment option for High Net-Worth Individuals (HNIs) that utilize PMS for personally tailored investment strategies to meet needs and preferences. This added complexity requires a certified distributor who is knowledgeable of the regulatory framework and compliance related to PMS and can effectively help their clients create investment portfolios that reflect their goals, preferences and expectations.

Whether you are a finance professional, an independent financial advisor (IFA), or a new entrant into the wealth management market, this certification will provide you with the opportunity to engage in this PMS distribution segment with legal legitimacy and the confidence of certified competence.

Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.

• PMS Distributors
• Wealth Managers
• Financial Advisors
• Investment Professionals
• Bank Employees
• Brokerage Staff
• NBFC Executives
• IFAs & RIAs
• MBA Students
• Finance Graduates
• HNI Consultants
• Relationship Managers