Investment Adviser Level 1 SEBI NISM Series XA Certification

Become a Certified Investment Adviser – Build Your Finance Career with SEBI NISM XA Certification

The Investment Adviser Level 1 (NISM Series XA) certification is a basic level certification that has been launched by SEBI (Securities and Exchange Board of India) for training and qualifying professionals in the investment advisory field. At NIFM, we offer a structured and practical training plan that prepares you for the NISM exam and ultimately makes you job-ready with advisory skills.

Whether you are a recent graduate, finance enthusiast, or a professional interested in becoming a SEBI-registered Investment Adviser, this course has the right combination of theory and practical knowledge to help you prepare for the exam.

Why Choose NIFM for Investment Adviser Level 1?

What You’ll Learn – Key Modules Covered

• Fundamentals of Investment Advisory & Financial Planning
• Understanding SEBI Rules for Investment Advisers
• Risk Profiling and Suitability of Investment Vehicles
• Asset Allocation and Portfolio Composition
• Debt & Equity Products: Mutual Funds, Bonds, Shares
• Taxation, Insurance, and Retirement Planning Fundamentals
• Regulatory Framework and Code of Conduct and Ethics

Career Opportunities After Course Completion

• SEBI Registered Investment Adviser (After clearing Level 1)
• Wealth Manager/Distributor of Mutual Funds
• Relationship Manager with Clients
• Financial Planner/Personal Finance Adviser
• Start your own Advisory or Consultancy Practice.    

What you will get:

Pre-recorded chapter vise videos - Yes in ENGLISH (approx  hours)

Book - Yes (Ebooks in pdf format only in English)

Mock test - Yes (online mock test with approx 1000 question answers) 

Certification: Dual certification (Certification from NIFM and preparation for SEBI NISM exam)

Faculty: Mrs Shrutee Sharma CFA, MBA Finance (having experence of more then 7 years in financial market education, worked in citi bank)

The Investment Adviser Level 1 (NISM Series XA) course has been tailored to prepare future finance professionals with the basic knowledge and skillsets to provide investment advice in terms of/ and according to SEBI guidelines. This course will cover the fundamentals of financial planning, risk profiling, asset allocation and product suitability.

This course will be useful if you are new to the finance industry or have made a commitment to preparing for SEBI certification. We provide your structured learning, practical tools and expert support to help you prepare for the NISM XA exam and start practice as an investment adviser.

Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.