Introduction

Securities Market Foundation SEBI NISM Series XII Certification Course

About This Course

The Securities Market Foundation SEBI NISM Series XII Certification Course is meticulously designed to provide a comprehensive and foundational understanding of the Indian securities market. This program is essential for anyone aspiring to build a career in the financial sector, engage in informed investing, or simply enhance their financial literacy. Aligned with the rigorous standards set by the Securities and Exchange Board of India (SEBI) and the National Institute of Securities Markets (NISM), this course culminates in the prestigious Series XII certification, a vital credential for market participants. It covers the intricate workings of capital markets, from regulatory frameworks to diverse investment products, equipping learners with the core knowledge required to navigate this dynamic landscape.

Why Should You Join This Securities Market Course?

In today's complex financial world, a robust understanding of securities markets is indispensable. This NISM Series XII certification course offers unparalleled benefits for career advancement and informed decision-making:

Comprehensive Market Insight: Gain a holistic view of the Indian securities market, understanding its structure, participants, and regulatory environment, which is crucial for any role in finance.
Career Advancement: This certification is often a prerequisite or highly valued for roles in brokerage firms, investment banks, asset management companies, wealth management, and financial advisory services.
Empowered Investing: For individual investors, the course provides the knowledge to make smarter, more strategic investment decisions, manage personal portfolios effectively, and avoid common pitfalls.
Regulatory Compliance: Understand the critical regulatory landscape governed by SEBI, ensuring you operate within legal and ethical boundaries, a key aspect for any market professional.
Expert-Designed Curriculum: The course content is structured to provide practical, actionable knowledge, distilling complex financial concepts into understandable modules.

What You’ll Learn – Course Modules Overview

This course is structured into key modules, each designed to build your expertise progressively, ensuring a deep understanding of the securities market:

Module 1: Understanding Securities Market

This foundational module introduces the vast ecosystem of the securities market. You will explore its fundamental role in capital formation and economic growth, identify key market participants such as investors, intermediaries, and regulators, and grasp the essential terminology that forms the lingua franca of finance. This section also delves into the regulatory framework, emphasizing the pivotal role of SEBI and NISM in ensuring market integrity and investor protection.

Module 2: Types and Features of Asset Allocation

A critical component of successful investing is strategic asset allocation. This module teaches you about various asset classes, including equities, fixed income, real estate, and commodities. You will learn the principles of diversification, risk-return trade-offs, and how to construct a balanced investment portfolio tailored to different financial goals and risk appetites. Understanding asset allocation is key to long-term wealth management.

Module 3: Primary Markets

This section provides an in-depth look at the primary market, where new securities are issued for the first time. You will gain insights into the process of Initial Public Offerings (IPOs), Follow-on Public Offers (FPOs), rights issues, and private placements. The module also covers the roles of various intermediaries, such as merchant bankers, registrars, and underwriters, in facilitating capital raising for corporations.

Module 4: Secondary Markets

The secondary market is where previously issued securities are traded among investors. This module covers the operational mechanics of stock exchanges, including order types, trading and settlement cycles, and the role of brokers. You will learn about market indices, different trading strategies, and how price discovery occurs in a continuous trading environment, providing a practical understanding of daily market operations.

Module 5: Mutual Funds

Mutual funds offer a popular and accessible way for investors to diversify their portfolios. This module explains the structure and types of mutual funds (equity, debt, hybrid, ELSS, etc.), how their Net Asset Value (NAV) is calculated, and the regulatory environment governing them. You will understand the benefits and risks associated with mutual fund investments, enabling you to advise clients or make personal investment choices wisely.

Module 6: Derivatives Market

This advanced module introduces the complex yet powerful world of derivatives. You will learn about various derivative instruments, including futures and options contracts, their pricing mechanisms, and their applications in hedging, speculation, and arbitrage. The module also covers the associated risks and the regulatory guidelines for trading in the derivatives segment, equipping you with knowledge of sophisticated financial tools.

Key Takeaways and Skills You'll Gain

Upon successful completion of this course, you will be able to:

Analyze Market Structures: Understand the foundational elements and regulatory bodies governing the Indian securities market.
Formulate Investment Strategies: Apply principles of asset allocation and diversification to build resilient portfolios.
Navigate Capital Raising: Comprehend the intricacies of primary market issuances and their significance.
Execute Trades Effectively: Master the operational aspects of secondary market trading and settlement.
Evaluate Investment Products: Gain proficiency in assessing mutual funds and derivatives for various investment objectives.
Ensure Compliance: Operate with a strong awareness of SEBI and NISM regulations.

Ready to Elevate Your Financial Expertise?

Embark on a journey to master the intricacies of the securities market. Enroll in the Securities Market Foundation SEBI NISM Series XII Certification Course today and take a definitive step towards a successful career or more confident investing in the dynamic world of finance.

Enroll Now – Secure Your Future in Finance!

Faculty: Mr. Vinod Gaur

About Course

This comprehensive program delves deep into the foundational aspects of the Indian securities market, making complex financial concepts accessible to both beginners and seasoned professionals. Developed in alignment with SEBI and NISM guidelines, the course provides a structured learning pathway through crucial domains such as Understanding Securities Market, Types and Features of Asset Allocation, the mechanics of Primary Markets and Secondary Markets, the intricacies of Mutual Funds, and the strategic applications of the Derivatives Market. Participants will gain practical insights into market operations, regulatory compliance, and various investment vehicles. The curriculum is crafted to empower learners with the analytical skills necessary for informed decision-making, whether for personal investment management or for professional roles within the financial services industry. It serves as a robust stepping stone for a successful career in capital markets, fostering confidence and expertise.

Course Validity 6 Months

Language Hindi

Duration 31 Hours

Course Requirements

Computer, Laptop, ipad, tab or mobile phone required with broadband or 4G internet.

Who is this Course for?

Students
Finance Aspirants
Investment Advisors
Traders, Investors
Banking Professionals
Financial Enthusiasts

Course Outline

Chapter 1 : Understanding Securities Markets

This opening chapter provides an introduction to the Indian securities market with a focus on capital formation and economic growth. It identifies the major participants in the market, i.e., investors, intermediaries, and regulators (SEBI, NISM) and introduces some key terms used in finance. The module aims to provide an understanding of the regulatory frame work for ensuring the integrity of the securities market while at the same time ensuring, transparency and protecting investors. This chapter provides a foothold for participants to build their understanding of the general structure of the market and the basic concepts which will support their knowledge of the broader financial ecosystem, with a view to finding a route for engaging in this space effectively and responsibly. It is where any aspiring finance professional would start or any investor would start their journey.

10 Videos Available

Chapter 2 : Types and Features of Asset Allocation

In this chapter, the focus is on the art of asset allocation, one of the fundamental elements of investment management. Participants will learn about different asset classes, such as equities, fixed income, real estate, and commodities, each with its own risk-return profile. The module covers the fundamentals of diversification and how to practically implement asset allocation strategies to build and manage portfolios that reduce risk and enhance the potential for returns through various market cycles. Participants will gain an understanding of how to develop well-diversified investment portfolios that are appropriately matched to their particular financial goals and tolerance for risk, while taking a disciplined approach to growing wealth over the long term.

29 Videos Available

Chapter 3 : Primary Markets

In this important chapter, we take a close look at the primary market, which is the market where securities are first issued. Participants will learn about some important ways of raising capital via the IPO, FPO, rights issue, and private placement. The module will also detail the roles and responsibilities of important market intermediaries involved in issuing securities like merchant bankers, registrars, and underwriters, along with their participation in the success of issuers. Understanding the primary market is important for understanding how companies at the initial stages can tap into capital for their growth plans, and how new investment avenues for the public are established, which is the first stage of market participation.

22 Videos Available

Chapter 4 : Secondary Markets

This chapter expands from the primary market into the rich world of the secondary market, where already issued securities are traded by investors. The module covers the workings of stock exchanges, the types of orders, the trading and settlement cycles, and the role of brokers in the process. Participants will understand market indices, different trading strategies, and the effect of price discovery in a market that trades continuously. This experiential learning about how the market operates day-to-day will give the learner the knowledge to understand the environment of active trading, as well as the supply and demand considerations that develop liquidity and price movements in real time.

34 Videos Available

Chapter 5 : Mutual Funds

The focus of this chapter is on mutual funds, which are a widely available investment type for diversified asset portfolios. This module described a number of structures and types of funds (equity, debt, hybrid, ELSS), how their Net Asset Value (NAV) is computed, and the SEBI environment that regulates these funds to protect investors. It gives participants insight into the natural advantages, such as professional management and diversification, as well as risks that come with mutual funds. This content equips learners to make educated decisions about their own portfolios, or effectively consult clients, on this investment type, while allowing one to understand that mutual fund investments are a primary and essential part of modern investing strategies for addressing diverse financial goals, while managing risks.

20 Videos Available

Chapter 6 : Derivatives Markets

This chapter is complex, but foundational in introducing participants to derivatives—financial instruments whose value is derived from an asset. Participants will gain a solid understanding of the different types of derivatives. We will focus primarily on futures and options contracts. This module will also explain the pricing of futures and option contracts, what margins mean, and other uses of derivatives, for example, hedging market risk, speculating on price movement, and arbitrage. Additionally, this chapter will explain risk associated with derivatives trading and the SEBI regulatory framework regarding derivatives trading so that participants are poised to utilize these complex financial instruments in more sophisticated ways as they engage with the market.

12 Videos Available

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Rs.2500* Rs.10000

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This Course includes

6 Section

E-Books in pdf(Only in Courses)

Mock Test for Practice

Final Certification Test

Certification from NIFM

Contact for Corporate Training

MRP= Rs.10000 Rs.5500*

*Additional 18% GST

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Securities Market Foundation SEBI NISM Series XII Certification Course

Introduction